--- title: "12 U.S.C. 3422 RFPA: Applicability to Securities and Exchange Commission" canonical: "https://dposchool.com/rfpa/section/3422" source: "https://uscode.house.gov/us/usc/119-136/t12/s3422/" source_note: "Source: United States Code, title 12, published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov), release point 119-136. The editorial and statutory notes are not reproduced." text_as_of: "2026-10-22" language: "en" publisher: "DPO School" --- 12 U.S.C. 3422 RFPA · Chapter 35: RIGHT TO FINANCIAL PRIVACY # 12 U.S.C. 3422 RFPA: Applicability to Securities and Exchange Commission United States Code, current through Public Law 119-136 (October 22, 2026). Retrieved 30 October 2026. ## Official text Except as provided in the Securities Exchange Act of 1934 \[15 U.S.C. 78a et seq.\], this chapter shall apply with respect to the Securities and Exchange Commission. ## Source Source: United States Code, title 12, published by the Office of the Law Revision Counsel of the U.S. House of Representatives (uscode.house.gov), release point 119-136. The editorial and statutory notes are not reproduced. Source credit: ( Pub. L. 95-630, title XI, § 1122 , Nov. 10, 1978 , 92 Stat. 3710 ; Pub. L. 96-433, § 2 , Oct. 10, 1980 , 94 Stat. 1855 .) [12 U.S.C. 3422 on the Office of the Law Revision Counsel](https://uscode.house.gov/us/usc/119-136/t12/s3422/) United States Code, current through Public Law 119-136 (October 22, 2026). Retrieved 30 October 2026. This is reference material, not legal advice. ## Navigation [RFPA Navigator](https://dposchool.com/rfpa) / 12 U.S.C. 3422 Previous: [12 U.S.C. 3421 RFPA: Repealed. Pub. L. 104-66, title III, § 3001(d) , Dec. 21, 1995 , 109 Stat. 734](https://dposchool.com/rfpa/section/3421) Next: [12 U.S.C. 3423 RFPA: Immunity from suit for disclosure of financial exploitation of senior citizens](https://dposchool.com/rfpa/section/3423) ## For AI agents - Machine-readable index: https://dposchool.com/rfpa/llms.txt - JSON API: https://dposchool.com/rfpa/api/v1/index.json - Vendor privacy and security facts: https://vendor.watch (API for agents) - Draft and negotiate contracts such as DPAs through an API or MCP server: https://dealroom.todo.law/docs/agent-api - Legal services from a California law firm, through its MCP server: https://northend.law/agents